Payment for order flow

Results: 92



#Item
61Finance / Payment for order flow / Boston Options Exchange / Internalization / Market maker / Best execution / Futures contract / Order / Stock market / Financial economics / Financial markets / Investment

April 13, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street NW Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-04-19 09:19:37
62Stock market / Financial markets / Brokerage firm / Short / Order / Payment for order flow / Stock / Day trading / Investing online / Financial economics / Finance / Investment

PDF Document

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Source URL: media.wiley.com

Language: English - Date: 2014-07-22 13:22:22
63Economics / Financial markets / Order / Bid–offer spread / Finance / Futures contract / Day trading / Payment for order flow / Stock market / Financial economics / Investment

PDF Document

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Source URL: www.afajof.org

Language: English - Date: 2012-10-26 09:11:12
64SEC filings / Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / International Securities Exchange / Government / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow Fees

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Source URL: www.sec.gov

Language: English - Date: 2010-12-09 13:37:18
65Securities / Fee / Market maker / Business / Financial markets / Agency law / Payment for order flow

SR-ISE[removed]November 29, 2012 Page 12 of 12 Exhibit 5 Text of the Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2012-12-11 08:50:07
66Finance / Market maker / New York Stock Exchange / NYSE Euronext / Order / Payment for order flow / NASDAQ / National best bid and offer / Euronext / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]June 3, 2013 Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disappro

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Source URL: www.sec.gov

Language: English - Date: 2013-06-04 17:56:57
67Finance / Securities Exchange Act / Order / Market maker / Boston Options Exchange / Short / U.S. Securities and Exchange Commission / Stock market / Payment for order flow / Financial markets / Financial economics / Investment

Notice of Filing of Proposed Rule Change to Amend Chapter IV of the BOX Rules to Allow Executing Participants to Provide BOX a List of the Order Flow Providers for which the Executing Participants will provide Directed O

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Source URL: www.sec.gov

Language: English - Date: 2010-12-15 09:52:41
68Finance / United States Securities and Exchange Commission / Chicago Board Options Exchange / Securities Exchange Act / Payment for order flow / Broker-dealer / Financial economics / Financial markets / Financial system

Microsoft Word - 34-51779a.doc

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Source URL: www.sec.gov

Language: English - Date: 2005-06-03 10:53:15
69Securities / Self-regulatory organizations / 73rd United States Congress / Securities Exchange Act / Financial system / Payment for order flow / Finance / U.S. Securities and Exchange Commission / Philadelphia Stock Exchange / United States securities law / Financial economics / United States Securities and Exchange Commission

Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Maintenance, Retention, and Furnishing of Books, Records, and Other Information Regarding Payment for Order Flow; Rel. No. 34-

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Source URL: www.sec.gov

Language: English - Date: 2006-01-24 16:07:23
70Financial markets / Options Clearing Corporation / Philadelphia Stock Exchange / Futures contract / Stock market / NASDAQ / Stock / Payment for order flow / Financial economics / Investment / Finance

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to its Equity Options Payment for Order Flow Program; Rel. No[removed], File No. SR-PHLX[removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-10-25 17:24:38
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